Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Van Washington | 4651656 | 3 | 05/02/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dustin Robert Insley | 6609589 | 2 | 05/01/2023 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| William Tolstyka | 2414591 | 1 | 09/08/2021 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Dustin Robert Insley | 6609589 | 2 | 01/27/2020 | Customer Dispute | Denied | $23,900.00 | $0.00 | See FINRA Report |
| Lawrence Lee Epple | 1350675 | 1 | 03/21/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denver Lee Nelson | 2934419 | 2 | 09/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denver Lee Nelson | 2934419 | 2 | 07/06/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Quincy Jovon Goudeau | 4446099 | 2 | 11/15/2016 | Customer Dispute | Denied | $39,777.40 | $0.00 | See FINRA Report |
| Mark Alan Oldenburg | 2101398 | 1 | 06/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Walter James Powrozek | 2549804 | 1 | 07/21/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |