Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tamara A Glenn | 4324857 | 4 | 02/03/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| William Tolstyka | 2414591 | 1 | 09/08/2021 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Kent Alan Hilton | 1607376 | 2 | 01/14/2019 | Customer Dispute | Denied | $219,741.00 | $0.00 | See FINRA Report |
| Justin Louis Kohnke | 5420663 | 1 | 05/07/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Lee Epple | 1350675 | 1 | 03/21/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tamara A Glenn | 4324857 | 4 | 01/17/2018 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Tamara A Glenn | 4324857 | 4 | 01/09/2018 | Customer Dispute | Denied | $13,274.00 | $0.00 | See FINRA Report |
| Denver Lee Nelson | 2934419 | 2 | 09/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denver Lee Nelson | 2934419 | 2 | 07/06/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ty Colby Hodges | 5090211 | 1 | 01/10/2017 | Customer Dispute | Denied | $16,495.50 | $0.00 | See FINRA Report |