Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Financial Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Robert Colston | 2944696 | 5 | 03/26/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Lee Leadford | 7178149 | 1 | 10/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arik Botier | 2686801 | 1 | 07/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Alan Vanderstelt | 4051413 | 1 | 02/05/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Kirkham Marshall | 1685731 | 1 | 04/24/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Luke Wholehan | 1213340 | 1 | 11/11/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Wayne Schriber | 2816151 | 1 | 03/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Gordon Gassman | 1311332 | 1 | 01/22/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Emil Jerke | 2139755 | 2 | 02/23/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Shockney Burkett | 2057774 | 1 | 06/20/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |