Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Mark Holbrook | 5100359 | 2 | 09/19/2022 | Customer Dispute | Settled | $27,232.40 | $0.00 | See FINRA Report |
| Rochelle Jillene Roerig | 4049700 | 1 | 06/01/2022 | Customer Dispute | Settled | $54,755.00 | $0.00 | See FINRA Report |
| Timothy William Albert | 2550286 | 3 | 05/09/2022 | Customer Dispute | Settled | $15,764.00 | $0.00 | See FINRA Report |
| John Jesse Pinto | 4199143 | 1 | 05/06/2022 | Customer Dispute | Settled | $95,540.00 | $0.00 | See FINRA Report |
| Timothy William Albert | 2550286 | 3 | 03/04/2022 | Customer Dispute | Settled | $50,976.40 | $0.00 | See FINRA Report |
| Andrew M Marschall | 5922785 | 2 | 12/09/2021 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| John James Pestikas | 4649187 | 1 | 10/15/2020 | Customer Dispute | Settled | $35,955.50 | $0.00 | See FINRA Report |
| Derek Michael Ghiotto | 6128309 | 2 | 10/07/2020 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Derek Michael Ghiotto | 6128309 | 2 | 05/04/2020 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Paresh B Patel | 5423721 | 1 | 02/24/2020 | Customer Dispute | Settled | $79,447.00 | $0.00 | See FINRA Report |