Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard Allen Bielecki | 2234169 | 4 | 02/08/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
David C Douglass | 5357935 | 1 | 03/13/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Steven Frederick Schaefer | 2125180 | 2 | 02/25/2002 | Customer Dispute | Pending | $6,000.00 | $0.00 | See FINRA Report |