Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chris Dibari | 3012315 | 3 | 08/09/2024 | Customer Dispute | Pending | $107,040.00 | $0.00 | See FINRA Report |
| James M Vukovich | 4842997 | 1 | 07/12/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Batowa Yembey Kadjaka | 6573849 | 2 | 04/07/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Linda Marie Rodriguez | 6997789 | 1 | 09/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Russell Frome | 2741582 | 1 | 01/31/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shawn Richard Swartz | 2831044 | 3 | 01/15/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| David C Douglass | 5357935 | 1 | 03/13/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |