Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| R. Nicholas Nicholas Volpe | 5539181 | 1 | 02/08/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Abbamonte | 5535997 | 1 | 10/22/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam C Snell | 5966374 | 1 | 09/21/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bryan Martin Trejo | 6122925 | 1 | 01/27/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Rankin | 6636363 | 1 | 08/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cara Marie Russell Zambella | 7808793 | 1 | 05/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Francis Ready | 6022970 | 1 | 06/21/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joyce V Thomas | 5645394 | 1 | 05/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Kimball Lewis | 4507107 | 1 | 02/28/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Michael Gummo | 4792934 | 1 | 04/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |