Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Kristopher Jones | 5458737 | 1 | 04/26/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Bryant | 4836643 | 3 | 07/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Morinigo | 6381077 | 1 | 10/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 07/20/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 03/18/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clayton Jeffery Thomas | 724451 | 8 | 10/26/1982 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |