Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Kristopher Jones | 5458737 | 1 | 04/26/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Gene Robinson | 1405212 | 1 | 10/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Galloway | 4717944 | 2 | 02/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharmin Liza Shanta | 7049396 | 2 | 10/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharmin Liza Shanta | 7049396 | 2 | 03/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Ellen Bills | 2102862 | 1 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Anthony Todd | 6269577 | 1 | 11/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerard Elijah Del Mundo Fernando | 5493005 | 1 | 07/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Batowa Yembey Kadjaka | 6573849 | 2 | 01/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Randall Vernacchio | 6724188 | 1 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |