Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew M Marschall | 5922785 | 2 | 12/24/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Sam Latif | 7276591 | 1 | 12/25/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Cendy Calderon | 6381811 | 2 | 02/19/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Diaz | 6575577 | 1 | 07/17/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joseph J Digiso | 5843331 | 2 | 10/09/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Ruben Benavides | 6130283 | 2 | 08/18/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jacob Ross Biltz | 5850600 | 1 | 04/08/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert James Jones | 6682261 | 1 | 03/31/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joshua Ryan Loaney | 6428318 | 1 | 06/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Mirna Salazar | 6412329 | 1 | 05/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |