Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Winter | 6140875 | 1 | 10/03/2022 | Customer Dispute | Denied | $55,760.00 | $0.00 | See FINRA Report |
| Donald John Didonato | 2543648 | 1 | 08/23/2022 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Aaron V. Rice | 5416008 | 4 | 06/24/2022 | Customer Dispute | Denied | $71,000.00 | $0.00 | See FINRA Report |
| Ruben Benavides | 6130283 | 2 | 03/30/2022 | Customer Dispute | Denied | $7,459.98 | $0.00 | See FINRA Report |
| John E. Rietz | 2630099 | 1 | 03/03/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Erin M. Stamper | 1879188 | 1 | 06/14/2021 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Jarrod Robert Leisure | 2935576 | 3 | 09/17/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alexia Lea Ball | 4162008 | 1 | 07/06/2020 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Lori Ann Welborn | 2344775 | 6 | 01/01/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Anthony Passarelli | 1179077 | 2 | 10/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |