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FINRA Broker Disclosures for PNC Investments

Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 100 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nathan W Tuori5809383104/26/2024Customer DisputeDenied$90,300.00$0.00See FINRA Report
John E Rietz2630099204/16/2024Customer DisputeDenied$20,933.90$0.00See FINRA Report
Marcelo Fabian Ubal4194576110/23/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Russell Ose Adade Robinson4687540110/16/2023Customer DisputeDenied$7,741.18$0.00See FINRA Report
Edward Dale McCombs2475032210/12/2023Customer DisputeDenied$26,120.90$0.00See FINRA Report
Aaron V Rice5416008506/26/2023Customer DisputeDenied$5,000.00$0.00See FINRA Report
Alexander Winter6140875110/03/2022Customer DisputeDenied$55,760.00$0.00See FINRA Report
Donald John Didonato2543648108/23/2022Customer DisputeDenied$18,000.00$0.00See FINRA Report
Aaron V Rice5416008506/24/2022Customer DisputeDenied$71,000.00$0.00See FINRA Report
Ruben Benavides6130283203/30/2022Customer DisputeDenied$7,459.98$0.00See FINRA Report

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