Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nathan W Tuori | 5809383 | 1 | 04/26/2024 | Customer Dispute | Denied | $90,300.00 | $0.00 | See FINRA Report |
John E Rietz | 2630099 | 2 | 04/16/2024 | Customer Dispute | Denied | $20,933.90 | $0.00 | See FINRA Report |
Marcelo Fabian Ubal | 4194576 | 1 | 10/23/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Russell Ose Adade Robinson | 4687540 | 1 | 10/16/2023 | Customer Dispute | Denied | $7,741.18 | $0.00 | See FINRA Report |
Edward Dale McCombs | 2475032 | 2 | 10/12/2023 | Customer Dispute | Denied | $26,120.90 | $0.00 | See FINRA Report |
Aaron V Rice | 5416008 | 5 | 06/26/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Alexander Winter | 6140875 | 1 | 10/03/2022 | Customer Dispute | Denied | $55,760.00 | $0.00 | See FINRA Report |
Donald John Didonato | 2543648 | 1 | 08/23/2022 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
Aaron V Rice | 5416008 | 5 | 06/24/2022 | Customer Dispute | Denied | $71,000.00 | $0.00 | See FINRA Report |
Ruben Benavides | 6130283 | 2 | 03/30/2022 | Customer Dispute | Denied | $7,459.98 | $0.00 | See FINRA Report |