Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karl Zimmerman | 3237257 | 2 | 03/14/2022 | Customer Dispute | Award / Judgment | $0.00 | $1.00 | See FINRA Report |
| John Matthew Jolliffe | 2460825 | 1 | 10/04/2013 | Customer Dispute | Award / Judgment | $32,946.00 | $0.00 | See FINRA Report |
| John Paul Holodinski | 2494707 | 1 | 07/17/2007 | Customer Dispute | Award / Judgment | $7,398.62 | $7,009.00 | See FINRA Report |