Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Anthony Woodward | 3188320 | 2 | 04/10/2023 | Customer Dispute | Closed-No Action | $260,000.00 | $0.00 | See FINRA Report |
| Oscar Andres Rico | 5131322 | 4 | 03/22/2023 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| David Lamon Warner | 2925118 | 1 | 08/16/2022 | Customer Dispute | Closed-No Action | $31,000.00 | $0.00 | See FINRA Report |
| Stephan John Unger | 2210040 | 1 | 03/04/2022 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Paola Ortiz | 3028588 | 1 | 11/15/2021 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Rocco | 4777143 | 1 | 02/22/2021 | Customer Dispute | Closed-No Action | $5,787.00 | $0.00 | See FINRA Report |
| Thomas Patrick Manelski | 3212342 | 1 | 03/31/2020 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Pete Angelokostopoulos | 4940919 | 1 | 03/20/2019 | Customer Dispute | Closed-No Action | $8,339.00 | $0.00 | See FINRA Report |
| Gregg Howard Potash | 1915259 | 2 | 04/11/2018 | Customer Dispute | Closed-No Action | $5,703.00 | $0.00 | See FINRA Report |
| Yvonne Warda Thomas | 2487612 | 1 | 08/04/2016 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |