Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew McCoy | 7845549 | 1 | 04/25/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Dalia | 7885542 | 2 | 07/11/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Dalia | 7885542 | 2 | 04/05/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cendy Calderon | 6381811 | 1 | 02/19/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Diaz | 6575577 | 1 | 07/17/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ruben Benavides | 6130283 | 2 | 08/18/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erick L Cova | 6935297 | 1 | 02/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Nuss | 6546375 | 1 | 01/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert James Jones | 6682261 | 1 | 03/31/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Ryan Loaney | 6428318 | 1 | 06/24/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |