Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Thomas Wynn | 3234662 | 1 | 07/05/2023 | Customer Dispute | Settled | $166,377.00 | $0.00 | See FINRA Report |
| Paul Michael Carnahan | 5586975 | 3 | 10/18/2022 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Nicholas Alexander Wyzkiewicz | 6988713 | 1 | 05/20/2022 | Customer Dispute | Settled | $5,583.95 | $0.00 | See FINRA Report |
| Alison Nicole Stine | 6148042 | 3 | 11/30/2020 | Customer Dispute | Settled | $18,484.20 | $0.00 | See FINRA Report |
| Dale Edward Walts | 1042772 | 1 | 07/21/2020 | Customer Dispute | Settled | $10,596.00 | $0.00 | See FINRA Report |
| Susan R Coriale | 1132493 | 2 | 12/19/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Dustin Rollins Rudman | 4621421 | 1 | 11/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Alberti | 5307553 | 1 | 11/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Edward Muscavage | 2014698 | 1 | 10/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian D Addis | 5838052 | 6 | 04/05/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |