Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Dana | 4713888 | 1 | 01/12/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Gildenberg | 6592485 | 2 | 11/26/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Gildenberg | 6592485 | 2 | 03/08/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John O Brown | 6936550 | 1 | 11/07/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deborah Lynn Kurtzke | 2358660 | 1 | 11/21/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carter W Potts | 4583372 | 1 | 04/07/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Brent Sullivan | 1262057 | 2 | 08/30/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Edward Bartley | 2675091 | 1 | 07/10/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Andrew Gasser | 3175799 | 2 | 05/06/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory John Holman | 6009587 | 1 | 10/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |