Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David James Jajewski | 1691466 | 2 | 05/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David James Jajewski | 1691466 | 2 | 05/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Curtis J Mason | 3246419 | 2 | 02/12/2024 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Gregory Donnell Cleare | 4795556 | 3 | 12/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan R Coriale | 1132493 | 2 | 10/17/2023 | Customer Dispute | Pending | $264,205.00 | $0.00 | See FINRA Report |
| Daniel Phillip Solomon | 7180339 | 1 | 08/10/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amy D Haupert | 2757525 | 5 | 07/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Wynn | 3234662 | 1 | 07/05/2023 | Customer Dispute | Settled | $166,377.00 | $0.00 | See FINRA Report |
| Michael Allen Stone | 4256504 | 1 | 12/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maria Luisa Lissarrague | 5477319 | 7 | 12/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |