Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Michael Carnahan | 5586975 | 3 | 10/18/2022 | Customer Dispute | Pending | $800,000.00 | $0.00 | See FINRA Report |
| Samuel Alfred | 7192294 | 1 | 09/19/2022 | Customer Dispute | Denied | $14,377.90 | $0.00 | See FINRA Report |
| Frederick Morris Fegan | 4403439 | 1 | 09/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Harold Allebach | 1850642 | 4 | 06/10/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas Alexander Wyzkiewicz | 6988713 | 1 | 05/20/2022 | Customer Dispute | Settled | $5,583.95 | $0.00 | See FINRA Report |
| Jeff Harold Allebach | 1850642 | 4 | 03/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeff Harold Allebach | 1850642 | 4 | 02/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anees Mahmood Saifi | 5890894 | 2 | 11/17/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Harold Allebach | 1850642 | 4 | 07/27/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian D Addis | 5838052 | 6 | 07/27/2021 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |