Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Morris Fegan | 4403439 | 1 | 09/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anees Mahmood Saifi | 5890894 | 2 | 11/17/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Angel Simpson | 6488474 | 3 | 12/15/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alison Nicole Stine | 6148042 | 3 | 11/09/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Carnahan | 5586975 | 3 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory T Branch | 3110327 | 1 | 07/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Carnahan | 5586975 | 3 | 02/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luis Henrique Pires | 4242705 | 2 | 09/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lentini Rey | 5880267 | 1 | 08/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Mei-Man Chew | 2825854 | 1 | 08/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |