Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Paul Johnson | 4973276 | 1 | 08/11/2017 | Customer Dispute | Closed-No Action | $36,000.00 | $0.00 | See FINRA Report |
| Christopher Phil Gann | 4161088 | 1 | 06/25/2012 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Brian D Addis | 5838052 | 6 | 03/20/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Susan Doxsee Fristoe | 1177720 | 1 | 07/18/2011 | Customer Dispute | Closed-No Action | $27,511.00 | $0.00 | See FINRA Report |
| Trent Alan Schuler | 2535041 | 5 | 02/23/2011 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Trent Alan Schuler | 2535041 | 5 | 03/14/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Adrian Lee Meisel | 2326094 | 1 | 02/05/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Christopher Stearns | 1888242 | 3 | 08/27/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Leibfarth | 2004352 | 3 | 09/17/1998 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |