Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Phillip Solomon | 7180339 | 1 | 08/10/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sergey Lyubyatinskiy | 6854182 | 1 | 06/24/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Hong Jin | 6902226 | 1 | 06/23/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kaising Victor Lui | 5898825 | 2 | 06/21/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alison Nicole Stine | 6148042 | 3 | 10/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Phillip Fischer | 1772068 | 1 | 06/03/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Yuvraj Pratap Sisodia | 5480756 | 1 | 06/16/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Taylor Legare Kollen | 5470746 | 1 | 06/16/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian D Addis | 5838052 | 6 | 09/21/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Patrick Oneil | 5579881 | 1 | 12/14/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |