Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan R Coriale | 1132493 | 2 | 10/17/2023 | Customer Dispute | Pending | $264,205.00 | $0.00 | See FINRA Report |
| Robert Ray Fitzjarrald | 2845455 | 1 | 02/08/2019 | Customer Dispute | Pending | $285,048.00 | $0.00 | See FINRA Report |
| David Stuart Oldham | 1259949 | 2 | 12/09/2003 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |