Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy D Haupert | 2757525 | 4 | 01/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy D Haupert | 2757525 | 4 | 12/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Robert Stortecky | 4718060 | 4 | 11/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Robert Stortecky | 4718060 | 4 | 11/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrea Marie Boenzi | 6254742 | 1 | 09/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy D Haupert | 2757525 | 4 | 08/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Donnell Cleare | 4795556 | 3 | 02/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angel Simpson | 6488474 | 3 | 11/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Demetrious Wargo | 845687 | 2 | 07/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Kent Boseman | 1227538 | 3 | 07/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |