Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David James Jajewski | 1691466 | 2 | 05/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David James Jajewski | 1691466 | 2 | 05/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Donnell Cleare | 4795556 | 3 | 12/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy D Haupert | 2757525 | 5 | 07/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Allen Stone | 4256504 | 1 | 12/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy D Haupert | 2757525 | 5 | 01/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy D Haupert | 2757525 | 5 | 12/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrea Marie Boenzi | 6254742 | 1 | 09/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy D Haupert | 2757525 | 5 | 08/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Donnell Cleare | 4795556 | 3 | 02/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |