Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis J Mason | 3246419 | 2 | 02/12/2024 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Samuel Alfred | 7192294 | 1 | 09/19/2022 | Customer Dispute | Denied | $14,377.90 | $0.00 | See FINRA Report |
| Brian D Addis | 5838052 | 6 | 07/27/2021 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Kaising Victor Lui | 5898825 | 2 | 08/18/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kyle David Whaley | 4076513 | 1 | 02/03/2020 | Customer Dispute | Denied | $178,830.00 | $0.00 | See FINRA Report |
| Frederick Robert Stortecky | 4718060 | 2 | 09/03/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian D Addis | 5838052 | 6 | 06/27/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Karl Haase | 2939178 | 1 | 06/27/2017 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Timothy J Davis | 5974178 | 1 | 06/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Clyde Gettings | 2384352 | 1 | 11/18/2014 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |