Our Staff has compiled our research into a database of FINRA Broker Disclosures for GWN Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis J Mason | 3246419 | 2 | 02/12/2024 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Susan R Coriale | 1132493 | 2 | 10/17/2023 | Customer Dispute | Pending | $264,205.00 | $0.00 | See FINRA Report |
| Michael Thomas Wynn | 3234662 | 1 | 07/05/2023 | Customer Dispute | Settled | $166,377.00 | $0.00 | See FINRA Report |
| Paul Michael Carnahan | 5586975 | 3 | 10/18/2022 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Samuel Alfred | 7192294 | 1 | 09/19/2022 | Customer Dispute | Denied | $14,377.90 | $0.00 | See FINRA Report |
| Nicholas Alexander Wyzkiewicz | 6988713 | 1 | 05/20/2022 | Customer Dispute | Settled | $5,583.95 | $0.00 | See FINRA Report |
| Brian D Addis | 5838052 | 6 | 07/27/2021 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Alison Nicole Stine | 6148042 | 3 | 11/30/2020 | Customer Dispute | Settled | $18,484.20 | $0.00 | See FINRA Report |
| Kaising Victor Lui | 5898825 | 2 | 08/18/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dale Edward Walts | 1042772 | 1 | 07/21/2020 | Customer Dispute | Settled | $10,596.00 | $0.00 | See FINRA Report |