Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Joseph Barfield | 4257082 | 8 | 01/25/2017 | Customer Dispute | Withdrawn | $291,921.00 | $0.00 | See FINRA Report |
| Neal Kulin Miller | 823284 | 2 | 08/26/2005 | Customer Dispute | Withdrawn | $14,307.70 | $0.00 | See FINRA Report |