Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Patrick Marshall | 6160543 | 1 | 07/12/2024 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Jeffrey Arnold Scott | 1086020 | 1 | 03/11/2024 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Edward Joseph Barfield | 4257082 | 8 | 02/08/2024 | Customer Dispute | Pending | $292,000.00 | $0.00 | See FINRA Report |
| Darrell Edward Stoner | 1045328 | 1 | 11/13/2023 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Megan Elizabeth Schneider | 4458332 | 1 | 09/29/2023 | Customer Dispute | Settled | $519,475.00 | $0.00 | See FINRA Report |
| Dorann Alderin Hurley | 1782641 | 1 | 09/26/2023 | Customer Dispute | Settled | $519,475.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Thompson | 2490742 | 1 | 01/17/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Joseph Sylvester Sturniolo | 1094557 | 2 | 05/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Dominic Arrigan | 1382032 | 1 | 05/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Mark Braverman | 1023227 | 3 | 12/03/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |