Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Osland | 1791642 | 3 | 11/15/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Joseph Sylvester Sturniolo | 1094557 | 2 | 05/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Dominic Arrigan | 1382032 | 1 | 05/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Mark Braverman | 1023227 | 3 | 12/03/2021 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Robert Earl Stanlick | 2411358 | 7 | 03/08/2021 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Samuel Robert Monchik | 4113886 | 2 | 02/25/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Richard Mark Braverman | 1023227 | 3 | 02/25/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Richard Mark Braverman | 1023227 | 3 | 06/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Earl Stanlick | 2411358 | 7 | 03/30/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jane Ann Stinson | 1481312 | 4 | 10/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |