Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael John Osland | 1791642 | 3 | 11/15/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
Richard Mark Braverman | 1023227 | 3 | 12/03/2021 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |