Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bernard Parks Sanders | 2059793 | 2 | 10/30/1998 | Customer Dispute | Award / Judgment | $32,500.00 | $25,000.00 | See FINRA Report |
Larry Robert Mitchell | 1157656 | 4 | 05/29/1991 | Customer Dispute | Award / Judgment | $0.00 | $2,000.00 | See FINRA Report |