Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Sylvester Sturniolo | 1094557 | 2 | 05/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Dominic Arrigan | 1382032 | 1 | 05/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Ann Stinson | 1481312 | 4 | 10/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Ann Stinson | 1481312 | 4 | 01/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Ann Stinson | 1481312 | 4 | 08/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jane Ann Stinson | 1481312 | 4 | 08/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Guy Shipp | 1937641 | 2 | 02/13/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julia Megan Reese | 6728469 | 2 | 02/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Charles Parker | 3051179 | 2 | 01/27/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lois Jean Piccolotti | 1489252 | 1 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |