Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michelle Dawn France | 2780321 | 1 | 04/22/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Wendy Margaret Nelson | 1061680 | 2 | 06/10/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Ryan Allen Hobbs | 3195727 | 4 | 02/16/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Lyle David Litzenberger | 1184322 | 2 | 09/23/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Eugene Nixon | 865645 | 12 | 01/20/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Joe Bachman | 715193 | 2 | 01/17/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |