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FINRA Broker Disclosures for Geneos Wealth Management, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 21 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffrey Scott Thompson2490742101/17/2023Customer DisputeDenied$40,000.00$0.00See FINRA Report
Curtis Allen Zeigler1309842101/16/2018Customer DisputeDenied$30,000.00$0.00See FINRA Report
Angela Rene Rehkop1914697105/24/2016Customer DisputeDenied$0.00$0.00See FINRA Report
James Jule Alberts2768576312/11/2014Customer DisputeDenied$14,000.00$0.00See FINRA Report
Cynthia Ruth Low1838581206/17/2014Customer DisputeDenied$50,000.00$0.00See FINRA Report
Michael Arthur Langlois1224837201/13/2014Customer DisputeDenied$150,000.00$0.00See FINRA Report
Charles Roy Bigbie1158301109/24/2013Customer DisputeDenied$50,000.00$0.00See FINRA Report
Cynthia Ruth Low1838581204/19/2012Customer DisputeDenied$9,425.25$0.00See FINRA Report
Edward Joseph Barfield4257082808/02/2010Customer DisputeDenied$100,000.00$0.00See FINRA Report
James Douglass Hoyt2264252207/28/2009Customer DisputeDenied$0.00$0.00See FINRA Report

21 Results

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