Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Curtis Allen Zeigler | 1309842 | 1 | 01/16/2018 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
Samuel Robert Monchik | 4113886 | 2 | 07/17/2017 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
Angela Rene Rehkop | 1914697 | 1 | 05/24/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
James Jule Alberts | 2768576 | 3 | 12/11/2014 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
Cynthia Ruth Low | 1838581 | 2 | 06/17/2014 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Michael Arthur Langlois | 1224837 | 2 | 01/13/2014 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
Charles Roy Bigbie | 1158301 | 1 | 09/24/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
Jonathan Lee Cohen | 2703972 | 1 | 06/20/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Cynthia Ruth Low | 1838581 | 2 | 04/19/2012 | Customer Dispute | Denied | $9,425.25 | $0.00 | See FINRA Report |
Edward Joseph Barfield | 4257082 | 8 | 08/02/2010 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |