Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Sylvester Sturniolo | 1094557 | 2 | 05/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Dominic Arrigan | 1382032 | 1 | 05/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Guy Shipp | 1937641 | 2 | 02/13/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Charles Parker | 3051179 | 2 | 01/27/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Joseph Barfield | 4257082 | 8 | 07/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Guy Shipp | 1937641 | 2 | 12/30/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Joel Erzinger | 713979 | 2 | 08/26/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roy Lee Russell | 1425542 | 2 | 02/26/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Neal Kulin Miller | 823284 | 2 | 11/27/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Helmut Vanflein | 1993463 | 1 | 09/24/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |