Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Patrick Marshall | 6160543 | 1 | 07/12/2024 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Jeffrey Arnold Scott | 1086020 | 1 | 03/11/2024 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Megan Elizabeth Schneider | 4458332 | 1 | 09/29/2023 | Customer Dispute | Settled | $519,475.00 | $0.00 | See FINRA Report |
| Dorann Alderin Hurley | 1782641 | 1 | 09/26/2023 | Customer Dispute | Settled | $519,475.00 | $0.00 | See FINRA Report |
| Richard Mark Braverman | 1023227 | 3 | 12/03/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Richard Mark Braverman | 1023227 | 3 | 02/25/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Richard Mark Braverman | 1023227 | 3 | 06/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael John Osland | 1791642 | 2 | 12/06/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Donald Paul Cox | 1369976 | 2 | 02/16/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Gerald Whitehouse | 2410563 | 1 | 11/03/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |