Our Staff has compiled our research into a database of FINRA Broker Disclosures for Geneos Wealth Management, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Joseph Barfield | 4257082 | 8 | 02/22/2011 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Mark Glenn Petrie | 2468984 | 2 | 04/04/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Arthur Langlois | 1224837 | 2 | 12/10/2004 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Kenneth Alan Clyde | 1488320 | 3 | 03/07/2002 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Ryan Allen Hobbs | 3195727 | 4 | 02/21/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William White Whidden | 2245089 | 1 | 03/24/1999 | Customer Dispute | Closed-No Action | $6,460.00 | $0.00 | See FINRA Report |
| Ben Duane Stanton | 2308646 | 1 | 09/08/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |