Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Joseph Conn | 1477107 | 5 | 11/21/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerald Winn | 2375998 | 1 | 11/07/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 08/11/2022 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 06/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 06/01/2022 | Customer Dispute | Pending | $169,000.00 | $0.00 | See FINRA Report |
| James Anthony Nelson | 1365220 | 7 | 01/05/2016 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Charles Sullivan | 2969989 | 5 | 01/20/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Charles Sullivan | 2969989 | 5 | 01/10/2000 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |