Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald James Gunn | 1442917 | 9 | 06/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniella R. Rand | 4321414 | 4 | 03/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Warren Flecca | 2719482 | 1 | 12/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ily Elizabeth Nolen | 6162331 | 1 | 05/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Julius Potocsny | 2417184 | 5 | 02/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis E Musta | 4477023 | 4 | 12/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dwight William Rich | 2433237 | 2 | 08/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Fredrick Petramalo | 1529214 | 5 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Racmedran Pierre | 7345676 | 1 | 12/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Bart Javarone | 1721569 | 3 | 12/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |