Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Ryan Babbitt | 4057681 | 7 | 02/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek John Peterson | 1896342 | 1 | 02/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Ryan Babbitt | 4057681 | 7 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Ryan Babbitt | 4057681 | 7 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Joseph Kim | 2213830 | 7 | 05/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 01/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 07/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew van Blackwell | 1284815 | 3 | 10/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Arthur Knapp | 3028214 | 6 | 01/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theophilous Henry Woods | 724986 | 8 | 12/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |