Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theophilous Henry Woods | 724986 | 15 | 08/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniella R. Rand | 4321414 | 4 | 05/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 10 | 01/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 10 | 07/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Arthur Taylor | 4641256 | 8 | 04/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Arthur Taylor | 4641256 | 8 | 03/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew van Blackwell | 1284815 | 4 | 10/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Arthur Knapp | 3028214 | 6 | 01/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theophilous Henry Woods | 724986 | 15 | 12/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| H Craig Rappaport | 1916976 | 5 | 07/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |