Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Aloysius Conwell | 1436190 | 7 | 06/02/2024 | Customer Dispute | Denied | $52,913.10 | $0.00 | See FINRA Report |
| Scott Ryan Babbitt | 4057681 | 7 | 01/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Julius Potocsny | 2417184 | 5 | 11/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert James D'Andria | 1916172 | 8 | 04/09/2020 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Adam Phillip Bell | 5585025 | 1 | 06/15/2018 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Anne Adkerson Satterfield | 4765572 | 1 | 06/08/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Moran | 4321460 | 3 | 05/15/2017 | Customer Dispute | Denied | $22,428.40 | $0.00 | See FINRA Report |
| James Anthony Nelson | 1365220 | 7 | 06/06/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Scott Blum | 1276754 | 5 | 05/25/2016 | Customer Dispute | Denied | $1,369,000.00 | $0.00 | See FINRA Report |
| James Anthony Nelson | 1365220 | 7 | 01/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |