Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Joseph Conn | 1477107 | 5 | 07/07/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Glen Harrison | 5804566 | 1 | 07/07/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David A. Dodson | 2363957 | 2 | 06/30/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniella R. Rand | 4321414 | 4 | 06/27/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael C Walker | 2872900 | 1 | 05/16/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Blaszczyk | 5736832 | 1 | 02/02/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jerome R Long | 6378874 | 1 | 12/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Arthur Knapp | 3028214 | 6 | 08/16/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Joe Hall | 5684384 | 1 | 08/05/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leo Richard Vassallo | 1920639 | 2 | 06/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |