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FINRA Broker Disclosures for International Assets Advisory, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 48 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph George Turck4459497105/28/2024Employment Separation After Allegations$0.00$0.00See FINRA Report
Christopher Glenn Lane5255199307/31/2023Employment Separation After Allegations$0.00$0.00See FINRA Report
Gregory Glen Harrison5804566107/07/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael C Walker2872900105/16/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael John Blaszczyk5736832102/02/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
Jerome R Long6378874112/17/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
Todd Arthur Knapp3028214608/16/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
Leo Richard Vassallo1920639206/26/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
Mark Julius Potocsny2417184504/14/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
Danny David Kominski5780204103/23/2021Employment Separation After Allegations$0.00$0.00See FINRA Report

48 Results

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