Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald James Gunn | 1442917 | 9 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian E James | 2602300 | 1 | 11/30/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Miles Hartlett | 1022139 | 5 | 10/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas Pavlich | 1794852 | 2 | 08/16/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Patrick Cameron | 2551641 | 3 | 04/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Daniel Barletta | 4691033 | 3 | 10/15/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis E Musta | 4477023 | 4 | 10/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James D'Andria | 1916172 | 8 | 01/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Warren Flecca | 2719482 | 1 | 12/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cecil Allen Ross | 2391047 | 3 | 12/18/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |