Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis E Musta | 4477023 | 4 | 12/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Loren Dibartolomeo | 7257037 | 2 | 09/28/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Loren Dibartolomeo | 7257037 | 2 | 04/11/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Julius Potocsny | 2417184 | 5 | 03/28/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis E Musta | 4477023 | 4 | 01/01/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shelby Jean Smith | 1657402 | 2 | 02/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Daniel Barletta | 4691033 | 3 | 08/31/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Kenneth Romero | 5222267 | 1 | 07/26/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry Arthur Taylor | 4641256 | 8 | 09/27/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry Arthur Taylor | 4641256 | 8 | 09/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |