Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Neal Long | 2049933 | 3 | 11/21/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jerry Allen Klusener | 2322954 | 1 | 09/16/2009 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |
| Sean Patrick Quinn | 1616254 | 6 | 08/08/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Chin | 1380575 | 6 | 08/04/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Chin | 1380575 | 6 | 05/08/2008 | Customer Dispute | Closed-No Action | $650.00 | $0.00 | See FINRA Report |
| Sean Patrick Quinn | 1616254 | 6 | 06/09/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Anthony Nelson | 1365220 | 7 | 05/19/2005 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 01/31/2005 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 02/03/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 06/06/2003 | Customer Dispute | Closed-No Action | $44,000.00 | $0.00 | See FINRA Report |