Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Joseph Conn | 1477107 | 5 | 11/21/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerald Winn | 2375998 | 1 | 11/07/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 08/11/2022 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Theophilous Henry Woods | 724986 | 15 | 08/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Joseph Conn | 1477107 | 5 | 07/07/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Glen Harrison | 5804566 | 1 | 07/07/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David A. Dodson | 2363957 | 2 | 06/30/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniella R. Rand | 4321414 | 4 | 06/27/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald James Gunn | 1442917 | 9 | 06/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 06/01/2022 | Customer Dispute | Pending | $169,000.00 | $0.00 | See FINRA Report |