Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Joseph Conn | 1477107 | 5 | 11/21/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerald Winn | 2375998 | 1 | 11/07/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 08/11/2022 | Customer Dispute | Pending | $40,000.00 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 06/01/2022 | Customer Dispute | Pending | $169,000.00 | $0.00 | See FINRA Report |
| Robert Michael Alvarez | 2242198 | 7 | 07/08/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 03/16/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gregory Neal Long | 2049933 | 3 | 02/02/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 12/23/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Julius Potocsny | 2417184 | 5 | 11/04/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 10/21/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |