| 13-02607 | 11/12/2015 | Claimant(s): Chris Saporito
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Gordon M. Wase, Fred M. Fleisher, Donald Saunders Litman
Hearing Site: Philadelphia, PA
|  | $0 |
| 15-00081 | 10/13/2015 | Claimant(s): Julian Osterneck
Claimant Lawyers(s): Julian Osterneck
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
| 13-02329 | 09/04/2015 | Claimant(s): Donna Sabb
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Austin Davis, Collette Davis, Deborah Davis, Jordan Davis
Respondent Lawyers(s): Deborah Davis, Scott A. Petri
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-00209 | 08/21/2015 | Claimant(s): Michael Kohlenstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Oderman, Euro Pacific Capital.
Respondent Lawyers(s): Peter Chema, Robert J. Harvey
Arbitrator(s): Gordon M. Wase, John Leslie Coker, Naomi Ime Blake
Hearing Site: Baltimore, MD
| | $70,359 |
| 14-02040 | 05/04/2015 | Claimant(s): Christine Johnson, Donna Johnson, Susan Bennett
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Gordon M. Wase, Michael P. Marryshow, Donald S. Bauman
Hearing Site: Philadelphia, PA
| | Expungement |
| 14-00800 | 03/27/2015 | Claimant(s): Michael Gregory Duke
Claimant Lawyers(s): Michael Duke
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Cornelius C. Clancy, Diane Ciccone, Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
| 14-01895 | 03/10/2015 | Claimant(s): Emily Martin
Claimant Lawyers(s): Emily Shay Martin
Respondent(s): UBS Financial Services Inc., Rainey Miller
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $40,000 |
| 13-03131 | 01/15/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan M. Christensen
Respondent(s): Steve Marciniak
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Gordon M. Wase, John Joseph Borzi, Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
| | |
| 13-03390 | 09/09/2014 | Claimant(s): Kenneth Rubin and Lisa Rubin, 2012 Rubin Family Irrevocable Trust
Claimant Lawyers(s): Robert Grundlock
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
| 14-00360 | 07/30/2014 | Claimant(s): Betty Brown
Claimant Lawyers(s): Betty Brown
Respondent(s): Andrew Lenich, Cambridge Investment Research.
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Gordon M. Wase
Hearing Site: Baltimore, MD
| | $0 |
