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FINRA Awards for Tyler Schubauer

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Displaying 11-20 out of 22 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0229103/23/2020Claimant(s): Tiow Chan
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Phyllis Karasov
Hearing Site: Minneapolis, MN
19-0086811/07/2019Claimant(s): Daniel Wolff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Nicholas John Taldone
Hearing Site: Tampa, FL
18-0437107/24/2019Claimant(s): Rick Kent
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
18-0430607/17/2019Claimant(s): Richard Kiesel
Claimant Lawyers(s): Elaine M. Rice
Respondent(s): Securities America., Kestra Investment Services
Respondent Lawyers(s): David J. Lehr, Tyler Schubauer
Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, Carl Shechter
Hearing Site: Boca Raton, FL
19-0021107/10/2019Claimant(s): Ronald Bare
Claimant Lawyers(s): Elaine Rice
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Louis H. Miron, John Michael Derderian, Ellen F. Kandell
Hearing Site: Wilmington, DE
18-0002805/14/2019Claimant(s): Marc Scudillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Dan Brecher
Hearing Site: New York, NY
18-0004505/14/2019Claimant(s): Marc Scudillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Dan Brecher
Hearing Site: New York, NY
18-0013205/14/2019Claimant(s): Marc Scudillo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
18-0014805/14/2019Claimant(s): Marc Scudillo
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America., 1St Global Capital Corp.
Respondent Lawyers(s): Judith A. Knudsen, Tyler Schubauer
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
18-0030005/14/2019Claimant(s): March Scudillo
Claimant Lawyers(s): Michael Bessette
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Arthur Neil Tolciss
Hearing Site: New York, NY

22 Results

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