12-01858 | 01/22/2014 | Claimant(s): Carolyn Hamilton, Frank A. Hamilton (Deceased)IRA Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Thomas J. McAllister, Irving A. Chesler, Robert David Epstein Hearing Site: Indianapolis, IN
| | Expungement |
12-01521 | 12/18/2013 | Claimant(s): The Herman Drazick Revocable Living Trst Claimant Lawyers(s): Charles Carlson Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL
| | Expungement |
12-01411 | 11/22/2013 | Claimant(s): George Mabrey Claimant Lawyers(s): Steven H. Berkowitz Respondent(s): Charles Ehnot, Wells Fargo Advisors, Midsouth Capital. Respondent Lawyers(s): Demian J. Betz, Robert J. Murphy Arbitrator(s): Thomas Benjamin Salzer, Michael P. Marryshow, Joseph J. Dougherty Hearing Site: Philadelphia, PA
| | $0 |
12-01845 | 10/04/2013 | Claimant(s): Herbert Kava Claimant Lawyers(s): Jeffrey Erez Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz, Senior Counsel Arbitrator(s): Stuart Harvey Ziegler, Scott Manker Hearing Site: Boca Raton, FL
| | $0 |
12-01815 | 07/01/2013 | Claimant(s): Cynthia Undesser, John Undesser, Richard Undesser Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): William M. Getzoff, Rody P. Biggert, Jacqueline Stanley Lustig Hearing Site: Chicago, IL
| | $0 |
11-03293 | 06/27/2013 | Claimant(s): The Estate of Marie J. Sliwa, Henry J. Sliwa and Marie J. Sliwa Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Kenneth R. Starr, A.J. Seier, Marilyn K. Dirks Hearing Site: Tampa, FL
| | Expungement |
11-00303 | 06/03/2013 | Claimant(s): John Paul Rouleau & Margaret C. Rouleau Claimant Lawyers(s): John F. Nicholls Respondent(s): Wells Fargo Advisors, David Johns Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Samuel H. Chorches, Frank E. Wolf, Patrick W. McKeon Hearing Site: Montpelier, VT
| | $0 |
12-00495 | 05/15/2013 | Claimant(s): John Trammell and Catherine Trammell Claimant Lawyers(s): V. Michael Arias Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jack A. Helms Hearing Site: Orlando, FL
| | Expungement |
12-00213 | 02/20/2013 | Claimant(s): John Butler Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Robert S. McConnell Hearing Site: Phoenix, AZ
| | $0 |
10-02198 | 11/27/2012 | Claimant(s): Anita P. Hamburg, Anita P. Hamburg Revocable Living Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Bruce K. Isenberg, Ralph H. Emer, Howard Bernstein Hearing Site: Boca Raton, FL
| | Expungement |