| 09-01200 | 09/17/2010 | Claimant(s): Darin Bryant, Janie Bryant
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Morgan Stanley & Co., Robert Wyatt
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Maxel (Bud) B. Silverberg, Robert C. Denenberg, Edward J. Lynch
Hearing Site: Dallas, TX
|  | $0 |
| 09-00826 | 08/20/2010 | Claimant(s): Rex Glendenning, Sherese Glendenning
Claimant Lawyers(s): Howard J. Klatsky
Respondent(s): Larry Milton, Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): R. Theodore Moock, Lawrence R. Maxwell, Edward J. Lynch
Hearing Site: Dallas, TX
| | Auction Rate Securities related |
| 07-03006 | 04/09/2010 | Claimant(s): J.A. Majors Corporation
Claimant Lawyers(s): Mark A. Hendrix
Respondent(s): UBS Financial Services Inc., PFPC., Wachovia Corporation
Respondent Lawyers(s): Beau Cox, Linda R. Stahl
Arbitrator(s): Helmut O. Wolff, Nichole C. Ake, Edward J. Lynch
Hearing Site: Dallas, TX
| | $0 |
| 09-00503 | 11/13/2009 | Claimant(s): Andrew Krynik
Claimant Lawyers(s): David C. Gunn
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Edward J. Lynch
Hearing Site: Dallas, TX
| | $18,039 |
| 07-02546 | 11/10/2008 | Claimant(s): Roger Anderson
Claimant Lawyers(s): Joan A. Renegar
Respondent(s): Southwest Securities.
Respondent Lawyers(s): Bryan J. Hurst
Arbitrator(s): G. Dale McKissick, Daniel A. Kile, Edward J. Lynch
Hearing Site: Dallas, TX
| | |
| 06-04808 | 08/27/2008 | Claimant(s): Chestnut Energy Partners., a/k/a
Claimant Lawyers(s): John T. Gerhart
Respondent(s): Thomas Tapia
Respondent Lawyers(s): Thomas Tapia
Arbitrator(s): Joann Peters, Peter J. Conlon, Edward J. Lynch
Hearing Site: Dallas, TX
| | |
| 07-00181 | 10/15/2007 | Claimant(s): Reef Securities.
Claimant Lawyers(s): Joel Held
Respondent(s): Robert Stanley, Shawn Bartholomae, American Landmark Securities.
Respondent Lawyers(s): David B. Dyer, George S. Henry
Arbitrator(s): William E. Hartsfield, David M Shamblen, Edward J. Lynch
Hearing Site: Dallas, TX
| | |
