| 13-02440 | 07/08/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Britt Lachemann
Respondent Lawyers(s): Britt Michael Lachemann
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
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| 13-01124 | 02/21/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Jason Buscaglia
Respondent Lawyers(s): Jason Robert Buscaglia
Arbitrator(s): Charles Kleinbaum
Hearing Site: New York, NY
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| 12-02275 | 12/05/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance, In
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Robert Moore
Respondent Lawyers(s): Robert H. Moore
Arbitrator(s): Nancy Kramer
Hearing Site: New York, NY
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| 12-03498 | 06/07/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Mark Wood
Respondent Lawyers(s): Mark Stephen Wood
Arbitrator(s): R. Phillip Reed
Hearing Site: Kansas City, MO
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| 12-01551 | 11/27/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Nathan Carvalho
Respondent Lawyers(s): Nathan A Carvalho
Arbitrator(s): Richard J. Grahn
Hearing Site: Providence, RI
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| 12-01834 | 11/16/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Steven Castro
Respondent Lawyers(s): Steven Brian Castro
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
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| 10-05794 | 03/21/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Haorong Huang
Respondent Lawyers(s): Haorong Huang
Arbitrator(s): Barry S. Jacobson
Hearing Site: New York, NY
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| 10-04058 | 12/07/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Craig Isaacson
Respondent Lawyers(s): Craig E. Isaacson
Arbitrator(s): Lester Friedman
Hearing Site: San Francisco, CA
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| 10-01130 | 08/05/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Vincent Ross
Respondent Lawyers(s): Vincent Ross
Arbitrator(s): Lee Hornberger, Justin Henry McCarthy, James G. Kirk
Hearing Site: Pittsburgh, PA
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| 10-01913 | 03/04/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Vincent Donohue
Respondent Lawyers(s): Vincent John Donohue
Arbitrator(s): Michelle Jacobowitz Gallagher
Hearing Site: Newark, NJ
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