| 19-01052 | 10/22/2019 | Claimant(s): Joshua Kampf, Thomas Hutchison
Claimant Lawyers(s): Joel Wertman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Robert Titus, Richard Hallett Nichol, Michael P. Breton
Hearing Site: Hartford, CT
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| 19-00170 | 10/17/2019 | Claimant(s): Alan Brookshire
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Jason Alexander Diamond
Hearing Site: Charlotte, NC
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| 18-03995 | 10/04/2019 | Claimant(s): Craig Kinard, Guido Graff
Claimant Lawyers(s): Jason S. Pinney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s):
Hearing Site: New York, NY
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| 19-00386 | 09/10/2019 | Claimant(s): Carl Gordinier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
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| 19-00056 | 08/09/2019 | Claimant(s): Andrew Harding
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 18-04347 | 07/22/2019 | Claimant(s): Edward Stellingwerf
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Richard A. Cini
Hearing Site: New York, NY
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| 18-04366 | 07/18/2019 | Claimant(s): Eric Anderson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Isidoro Berkman
Hearing Site: Seattle, WA
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| 18-04356 | 07/01/2019 | Claimant(s): Jeffrey Damasco
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Quick & Reilly.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Albert Rizzo
Hearing Site: New York, NY
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| 18-04078 | 05/24/2019 | Claimant(s): Elizabeth Sum-Slaughter
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Robert L. Lestina
Hearing Site: Atlanta, GA
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| 18-02776 | 03/28/2019 | Claimant(s): Michael Fish
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): William M. Getzoff
Hearing Site: Indianapolis, IN
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