| 08-01911 | 09/24/2009 | Claimant(s): Robert Young
Claimant Lawyers(s): Robert C. Young
Respondent(s): Charles Teixeira, John Loughran, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason D. Lane
Arbitrator(s): Earl S. Schwarz, Irene C. Warshauer, James M. Rhodes
Hearing Site: New York, NY
|  | $0 |
| 07-03394 | 06/04/2009 | Claimant(s): Henry Archer
Claimant Lawyers(s): Henry W. Archer
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Sam Antar, Richard D. Levin, James M. Rhodes
Hearing Site: New York, NY
| | $0 |
| 08-00023 | 02/26/2009 | Claimant(s): Frances Modica, Rosario Modica
Claimant Lawyers(s): James A. Prestiano
Respondent(s): Troy Gagliardi
Respondent Lawyers(s): Ryan P. Farley
Arbitrator(s): Paul Weinberg, Joseph M. Buffone, James M. Rhodes
Hearing Site: New York, NY
| | $0 |
| 06-03972 | 10/24/2007 | Claimant(s): George Nordike
Claimant Lawyers(s): George Nordike
Respondent(s): Israel Epstein, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael E. Olney
Arbitrator(s): Barbara J. Glenns, Annette B. Meyers, James M. Rhodes
Hearing Site: New York, NY
| | $250 |
