| 11-01131 | 09/17/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Carl Watts, James Nastasi, Richard Braitman, Steven Brettler
Respondent Lawyers(s): Michael J. Dunn, Samuel P. Mauch
Arbitrator(s): Jim Geiger, Jack H. McNairy, John James McGovern
Hearing Site: Philadelphia, PA
| | |
| 13-00015 | 09/10/2013 | Claimant(s): Carl Haas, Nancy Haas
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): John James McGovern
Hearing Site: Wilmington, DE
|  | $2,830 |
| 11-00747 | 05/09/2013 | Claimant(s): Ben Karmel
Claimant Lawyers(s): Ben Karmel
Respondent(s): Clark Dodge & Co..
Respondent Lawyers(s): Brian J. Davis
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $0 |
| 12-03478 | 10/23/2012 | Claimant(s): Marianne Shetzline
Claimant Lawyers(s): David Valicenti
Respondent(s): Scott McElhenny
Respondent Lawyers(s): Scott D. McElhenny
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $150,000 |
| 11-00748 | 07/05/2012 | Claimant(s): Theresa Falzarano
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Carol Corbett, John James McGovern, Edward Charles Mengel
Hearing Site: Philadelphia, PA
| | $0 |
| 09-00257 | 02/11/2011 | Claimant(s): Pasquale Didonato, D -Trade., D Trade, L.P., DSX., Solaris Alternative Capital Fund II, L.P, Solaris Alternative Capital Fund, Solaris Alternative Capital Partners, Solaris Asset Management Group LLC, Solaris Capital Market, Solaris Liquidation, L.L.C.
Claimant Lawyers(s): Aaron Krauss
Respondent(s): Est. of Ralph P. DiDonato by Margaret Ad
Respondent Lawyers(s): Eric C. Milby
Arbitrator(s): John James McGovern, Ethan L. Lewis, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | |
| 08-04657 | 10/02/2009 | Claimant(s): Stanley Gregor
Claimant Lawyers(s): Joseph Sullivan
Respondent(s): Commerce Capital Markets.
Respondent Lawyers(s): Joseph G. Antinori
Arbitrator(s): Benham Fuhrman, John James McGovern, Stephen J. Scherf
Hearing Site: Philadelphia, PA
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